Capturing the Imagination: Prospects for Direct Air Capture as a Climate Measure (Case Study)

Mclaren (2014) – Capturing the Imagination – Click for Download

Screen Shot 2014-03-18 at 5.54.20 PMIntroduction

To avoid more than 2oC of warming by this century’s end, atmospheric carbon concentrations may well have to be limited to around 350 parts per million (ppm). This will be no mean feat- current carbon concentrations already stand at over 390 ppm. Closing the gap between 350 ppm and a plausible mid-range scenario in which concentrations rise to 500 ppm would require withdrawals of carbon dioxide (CO2) from the atmosphere (or “negative emissions”) of around 24 gigatonnes of CO2 annually for 50 years[1].

Large scale negative emissions arguably rely on the cost-effective development of Direct Air Capture (DAC) technologies which could draw down CO2 using chemicals which bind with it. The basic technology of DAC has been used for decades in submarines and, more recently, spacecraft. However, the viability of such systems changes when scaled up to the infrastructural levels necessary for large-scale negative emissions. Powering DAC could generate more carbon than it captures and will require effective linkages with the development of carbon storage. These issues are largely irrelevant for smaller and more contained activities underwater or in space, but are critical when applied to an intended climate measure.

The first proposals for climate DAC were published in 1999[2]; subsequently, it has come to be seriously considered as a supplement to climate mitigation. Interest has grown as the difficulties of accelerating carbon uptake by biological and oceanic capture options have become clearer[3], highlighted by the counter-productive effects of some biofuels policies[4]. This case study examines the development of DAC as a climate response and the obstacles remaining to its deployment at scale.

How Would DAC Work?

At its simplest, DAC works by absorbing CO2 from the air onto a chemical receptor (or ‘sorbent’), which has a strong attraction for the CO2, in a similar way as a sponge absorbs water. The most commonly considered sorbents are alkaline compounds based on calcium or sodium which form carbonates when exposed to CO2 and amine solutions (as used in many carbon capture and storage (CCS) demonstrations), although various other options are being explored[5]. Alkaline sorbents typically require more energy than amines, but the technologies involve lower capital costs.

Even with an effective chemical sorbent, this leaves a number of challenges. First, to capture CO2, air must somehow be moved over the sorbent. When cleaning with a sponge, you take the sponge to the dirt, but in DAC, the CO2 in air is typically brought to the collector. Many current proposals seek to use the natural power of the wind to do this, but some would rely on powered fans or exploit the air currents created by cooling towers. Second, once the sorbent is saturated it stops catching CO2 and must be ‘regenerated’ in some way. You might wring out your sponge, set it somewhere warm to dry out, or rinse out the dirt with running water. All three methods are being tried to regenerate DAC sorbents: ‘pressure swing’ (squeezing out the CO2), ‘temperature swing’ (warming up the sorbent to release the CO2), and ‘humidity swing’ (washing out the CO2). In all cases the CO2 must be released from the sorbent in a controlled environment, so it can be compressed and stored away. Third, either at the capture stage or the regeneration stage, the CO2 can get mixed with other chemicals or gases, and may require further purification as well as compression before it can be used or stored. Finally, all three steps require energy, which is the underlying limitation of large scale DAC.

DAC as a Climate Response

DAC is not expected to be an alternative to conventional mitigation nor to point-source abatement through CCS. Rather, it is intended as a supplement to such responses[6], providing a means to reduce ambient atmospheric concentrations of CO2 or to offset dispersed emissions that are difficult to mitigate directly, such as those from air travel. The big challenge is that CO2 is very dilute in air, which makes its capture energetically and financially difficult. But a growing body of research suggests a range of technical options and business or policy models that might make DAC viable[7].

Given the slow progress achieved in the deployment of CCS as a climate response, it is important to understand why we might also seek to capture CO2 from the air, rather than from the CO2-rich flue gases emitted from power stations. Developers of DAC seek to optimise the efficiency of their processes at much lower capture rates than the 90% typically expected of CCS on a power station. This cuts energy use per unit of CO2 captured, but increases capital costs, as a larger facility would be required to capture the same total CO2. Thus, there is good reason to develop the two approaches in parallel.

It has also been suggested that rather than being tied to places where large amounts of CO2 are emitted – as is the case with CCS – DAC could be cost-effectively co-located with CO2 storage facilities or with low carbon energy resources which are ‘stranded’ far from energy markets (and thus commercially unexploited), or developed on more remote, cheaper, less controversial sites[8]. However, these apparent advantages are largely illusory. Specific site characteristics (such as low humidity) are likely more significant for DAC than co-location. And, in carbon terms, there is almost certainly more benefit in finding ways to directly replace fossil fuel use with heat that is currently wasted (in cooling towers for example) or solar power from remote deserts, rather than using such sources to power DAC. Moreover, remote locations can add to costs of construction and operation, while public concerns about CO2 capture, transport and storage are not limited to issues of direct exposure[9].

DAC Options and Obstacles to Development

The credibility of the sector received a major boost in 2007 with the launch of the Virgin Earth Challenge (VEC)[13] which offers a $25 million prize for a scalable, sustainable and commercially viable form of atmospheric CO2 removal.[14] The front-runners for the VEC are the technical leaders in DAC development: David Keith, Klaus Lackner and Peter Eisenberger (see table 1).[15]

Table 1: Leading proposals for Direct Air Capture
Lead Scientist David Keith Klaus Lackner Peter Eisenberger
Company Carbon Engineering Kilimanjaro Energy, formerly GRT Global Thermostat
Funding Private investors including Bill Gates Venture-capital Private investors
Technology Alkaline sorbent scrubbing; temperature swing regeneration, low capital cost components but energy intensive –relying on stranded energy and waste heat Humidity swing amine sorbent; high capital, low energy cost Temperature swing amine; sorbent releases its CO2 at a lower temperature than CCS amines; capital intensive, but mainly using waste heat (at around 95oC[10], from refineries, cement production or aluminium smelters)
Outputs High purity CO2 CO2-enriched air High purity CO2
Development stage Prototype demonstrated in 2012; full-scale pilot plant planned by 2015 Lab-scale demonstration Small scale module capturing about two tons of CO2  a day operating since 2013
Possible or published strategies for commercial development Integrating air capture into low-carbon liquid fuels markets (via EOR[11]); using CO2 to fertilise algae for biofuel production; or direct production of synthetic fuel Algal fertilisation; or with addition of purification and compression, chemical or food and drink uses of CO2 might be initial customers Algal fertilisation; or
sale of CO2 for incorporation into cement or plastic or for carbon tax credits.
Estimated costs Long-term below $100/tonne-CO2, with estimates of the pilot plant costs understood to be around $135/tonne Theoretical estimates of $25 – $40/tonne[12]. But business plans imply $200 -$300 per tonne for compressed purified CO2 Unclear. Eisenberger et al modelled potential uptake based on a cost per tonne CO2 of just $25

While these and other VEC entrants are racing to pilot scale demonstration, research into other methods and materials for carbon capture continues apace. Some promising possibilities such as metal oxide frameworks (MOFs) may prove suitable for air-capture as well as flue-gas capture[16]. Some MOFs appear to offer better absorbency without an equivalent increase in the energy costs of subsequent release. However, the behaviour of MOFs in real ambient conditions is as yet unknown.

Moreover, major obstacles remain in scaling up. To deliver significant negative emissions would require an industry as large in physical scale as the current oil and gas sector[17]. The obstacles to such large-scale commercialisation include energy requirements and storage availability as well as social acceptability, cost and funding mechanisms.

At scale, even relatively efficient forms of DAC would require very substantial amounts of energy. McLaren (2012a) compares the estimated energy requirements for capturing 24 gigatonnes of CO2 a year with current world global energy consumption. Alkaline scrubbing methods would require the equivalent of an extra 60% of total energy use, and even amine based methods around 10% – in addition to the massive efforts already foreseen to transform and extend existing energy systems. A breakthrough in nuclear fusion might make this plausible, but otherwise, deployment of DAC will likely compete for scarcer and more expensive energy.

DAC developers often assume that carbon storage will be developed for CCS, and can be treated as a simple ‘bolt-on’ to DAC. However, basic questions about storage location and availability, and regarding purification and compression before transmission and storage, have not been fully considered. While official upper estimates of global carbon storage[18] would be more than adequate for DAC to achieve safe atmospheric levels of CO2; at the more conservative end of the range, estimates of affordable storage capacity are below the likely aggregate requirements for negative emissions. Regional scarcity might also be significant. In some regions, concerns about safe and publically acceptable storage availability have already begun to influence CCS policy[19].

The social acceptability of DAC is far from assured. Public opposition to carbon storage has hampered CCS development in several countries[20], while place-based concerns about energy infrastructure (such as windfarms) could be replicated in the context of proposals for large-scale deployment of air capture devices[21].

The cost estimates of promoters appear optimistic, and cannot be verified without much greater transparency. Keith‘s costs estimates contrast remarkably well with the figure of $600/tonne or more suggested by the American Physical Society for a similar, but generic, system, in one of the few independent assessments of the likely costs of air capture[22]. Keith has suggested ways in which the APS could have over-estimated[23] but these seem unlikely to account for the whole discrepancy. Lackner’s and Eisenberger’s published cost estimates are also lower than figures estimated in recent theoretical assessments ($240/tonne[24] and $1,000/ tonne[25]). In reality it seems costs are likely to lie somewhere between the theoretical estimates and those of the promoters.

Thus, reaching commercial viability may require strategies that undermine the effectiveness of DAC as a climate measure. These might include algal fuels and enhanced oil recovery (EOR) through CO2 injection into oilfields. $50/tonne is often cited as a level at which sale of captured CO2 for EOR could be commercially viable. But the combustion of the additional oil produced through EOR releases more carbon dioxide than is captured in the EOR process. Overall system emissions are only reduced if less oil is produced elsewhere as a result of EOR or algal biofuel production, but this is at best uncertain in a market that is currently supply constrained. Treating DAC-EOR oil as ‘lower-carbon oil’[26] might facilitate partial abatement, but at the risk of increasing the lock-in of existing fossil vehicle technologies. Moreover, the business models under development suggest that even the $50 level remains elusive, as they typically rely on potentially higher value regulated or voluntary carbon offset markets.

For most DAC proponents a functioning carbon market with high carbon prices is seen as ideal. Yet financing DAC through carbon markets – whether official or voluntary – is problematic for climate policy. DAC is at a stage at which it is not competitive at existing carbon prices. To incentivise development will likely require direct support or specific regulatory drivers. Yet if it becomes competitive, unless the overall market caps are reduced, DAC would then drive out, rather than supplement, other mitigation approaches – acting purely as an offset. This is particularly problematic if storage availability proves to be limited[27].

Prognosis and Conclusions

Large scale DAC remains a ‘technological imaginary’. It is no silver bullet for the climate problem, despite being almost certainly essential to long-term reductions of atmospheric CO2. Even with technological and process breakthroughs it is likely to be expensive and slow to roll out. Yet from an optimistic perspective, technical developments in DAC might feed back into more efficient CCS processes, unblocking wider deployment of that technology. On the other hand, this could be just another example – alongside business models predicated on EOR – of how DAC might further lock-in societal dependence on fossil fuels.

Given such risks, the case for DAC research being guided by the principles of responsible innovation[28] is strong. However, most research is being conducted in the USA, funded primarily by private venture capital. This makes for high levels of commercial confidentiality and tight control over intellectual property, while risking promoter bias. Obtaining investment demands financial projections in which profitability appears credible, encouraging promoters to use optimistic technical assumptions. It also requires positive publicity and confidence in the prospects of the technology and its possible market, so a bubble of inflated expectations can easily result[29].

Yet belief in the future availability of relatively cheap DAC could fuel reluctance to take timely action on mitigation. Many modelling studies suggest the presence of negative emissions technologies leads to an allegedly ‘economically efficient’ delay in mitigation[30]. If DAC captures imaginations too well, it could increase the climate risks we face from possible tipping points in the system.

Policy makers must take care: with the right imagination and sound incentives DAC could accelerate mitigation and widen future options – done badly, policy for DAC could exacerbate lock in and undermine progress.


D’Alessandro, D.M., B. Smit, and J.R. Long. 2010. “Carbon Dioxide Capture: Prospects for New Materials.” Angew. Chem. Int. Ed.(49): 6058–82.

Eisenberger, P.M., R.W. Cohen, G. Chichilnisky, N.M. Eisenberger, R.R. Chance, and C.W. Jones. 2009. “Global Warming and Carbon-Negative Technology: Prospects for a Lower-Cost Route to a Lower-Risk Atmosphere.” Energy & Environment 20(6): 973-84.

Fargione, J., J. Hill, D. Tilman, S. Polasky and P. Hawthorne. 2008. “Land Clearing and the Biofuel Carbon Debt.” Science 319(5867): 1235-1238.

Jones, CW, 2011. “CO2 Capture from Dilute Gases as a Component of Modern Global Carbon Management.” Annu. Rev. Chem. Biomol. Eng. 2:31–52.

Hansson, A. 2012. “Colonizing the Future: the Case of CCS”, in N. Markusson, S. Shackley, and B. Evar. (Eds) The Social Dynamics of Carbon Capture and Storage: Understanding Representation, Governance and Innovation. London: Routledge.

House, K.Z., A.C. Baclig, M. Ranjan, E.A. van Nierop, J. Wilcox and H.J. Herzog. 2011. Economic and Energetic Analysis of Capturing CO2 from Ambient Air. Proceedings of the National Academy of Science 108(51): 20428–33.

Intergovernmental Panel on Climate Change (IPCC). 2005. IPCC: Carbon Capture and Storage. Cambridge: Cambridge University Press.

IPSOS Mori, 2010. Experiment Earth? Report on a Public Dialogue on Geoengineering. Report to the Natural Environment Research Council (NERC).

Keith, D.W., H.D. Minh Ha, and J.K. Stolaroff. 2006. “Climate Strategy with CO2 Capture from the Air. Climatic Change 74: 17–45.

Keith, D.W. 2009. “Why Capture CO2 from the Atmosphere?” Science 325(5948): 1654-5.

Lackner K.S., P. Grimes, H.J. Ziock. 1999. “Carbon Dioxide Extraction from Air: Is it an Option?” LAUR-99–5113, Los Alamos Natl. Lab., Los Alamos, NM. Available at:

Lackner, K., 2009. “Capture of Carbon Dioxide from Ambient Air.” European Physics Journal Special Topics 176: 93–106.

Lackner, K.S., S. Brennan, J.M. Matter, A.H. Park, A. Wright and B. van der Zwaan. 2012. “The Urgency of the Development of CO2 Capture from Ambient Air.” Proceedings of the National Academy of Sciences 109(33): 13156–13162.

McGlashan, N., N. Shah, and M. Workman. 2010. The Potential for the Deployment of Negative Emissions Technologies in the UK. Work stream 2, Report 18 of the AVOID programme (AV/WS2/D1/R18). Available at

McGlashan, N., N. Shah, B. Caldecott and M. Workman. 2012. High-level techno-economic assessment of negative emissions technologies. Process Safety and Environmental Protection 90(6): 501–510.

McLaren, D.P. 2012a. “A Comparative Global Assessment of Potential Negative Emissions technologies.” Process Safety and Environmental Protection 90(6): 489-500.

McLaren, D.P. 2012b. “Procedural Justice in Carbon Capture and Storage. Energy & Environment. 23(2-3): 345-65.

Stilgoe, J., R. Owen, and P. Macnaghten. 2013. “Developing a Framework for Responsible innovation.” Research Policy, 42(9) 1568–1580.

Socolow, R., M. Desmond, R. Aines, J. Blackstock, O. Bolland, T. Kaarsberg, N. Lewis, M. Mazzotti, A. Pfeffer, K. Sawyer, J. Siirola, B. Smit, J. Wilcox. 2011. “Direct Air Capture of CO2 with Chemicals: A Technology Assessment for the American Physical Society Panel on Public Affairs.” Available at:

[1]McLaren, 2012a

[2]Lackner et al, 1999

[3] McLaren, 2012a

[4] See for example Fargione et al 2008

[5] Jones, 2011

[6]Jones, 2011

[7] Keith, 2009

[8] Lackner et al, 2012; Keith 2009

[9]Mclaren, 2012b

[10] Eisenberger et al, 2009

[11]Pumping captured CO2 into oilfields to enhance oil recovery, and formally ‘offsetting’ it against the CO2 produced when the oil is burnt, so as to market the resulting fuel as ‘low-carbon’.

[12]Lackner, 2009; Lackner et al 2012

[13] Virgin Earth Challenge. Accessed Feb 2014 at:

[14]Cynics might suggest that VEC’s sponsor, Sir Richard Branson, is protecting his aviation interests, but the prize and involvement of high profile judges such as Al Gore and James Hansen has inevitably raised the profile of serious contenders.

[15]The VEC and its candidates provide high-profile examples of the most commercially advanced technologies and options that are on the table; and concrete illustrations of funding sources, cost, technology, and claims made by developers.

[16]Jones, 2011; D’Alessandro et al, 2010

[17] McGlashan et al, 2012

[18]IPCC, 2005

[19]McLaren, 2012a

[20] McLaren,2012b

[21] See, for example, IPSOS Mori, 2010

[22]Socolow et al, 2011

[23] See Carbon Engineering 2011. Comments on the APS report on Direct Air Capture. Accessed Nov 2013 at:

[24]McGlashan et al, 2010

[25]House et al, 2011

[26] Carbon Engineering, Accessed Nov 2013 at:

[27]McLaren, 2012a

[28] Stilgoe et al, 2013

[29]Hansson, 2012; McLaren, 2012a

[30] For example, see Keith et al, 2006

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One response to “Capturing the Imagination: Prospects for Direct Air Capture as a Climate Measure (Case Study)

  1. Air capture is fairly obvious. What is not so obvious is the energy source that powers it or the energy source that displaces fossil fuel. There are not more than a handful of candidates. If we are willing to build 15,000 fission plants, that would do it. Fusion might. LENR might. StratoSolar might, it is much better than ground based solar most places. Finally, space based solar power would provide oceans of cheap electric power, but only if the cost to lift parts to GEO can be brought down to around $100/kg. Power at less than two cents per kWh can be used to make dollar a gallon synthetic gasoline by CO2 capture and reduction to hydrocarbons via Fisher Tropsch synthesis.

    There is a discussion of how to get the cost down here:

    And more at

    Keith Henson

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